Croak Asset Management, LLC is registered as an investment adviser with the SEC. Croak Asset Management, LLC only transacts business in states where it is properly registered or is excluded or exempted from registration requirements.

Representatives of Croak Asset Management, LLC may recommend the purchase of insurance-related products. Representatives of Croak Asset Management, LLC may be licensed insurance agents with various insurance companies and may receive additional compensation for such transactions.

Securities offered through Purshe Kaplan Sterling Investments, Member FINRA/SIPC. Headquartered at 80 State Street, Albany, NY 12207. Purshe Kaplan Sterling Investments and the Firm are not affiliated companies. Investments through PKS or the Firm are: NOT FDIC INSURED, NOT BANK GUARANTEED, MAY LOSE VALUE, INCLUDING LOSS OF PRINCIPAL, NOT INSURED BY ANY STATE OR FEDERAL AGENCY.

This is not an offer to sell securities in any jurisdiction, nor is it specifically directed to a resident of any jurisdiction. As with any security, request a prospectus from your Registered Representative. Read it carefully before you invest or send money. A representative from Croak Asset Management will contact you to provide the requested information.

Croak Asset Management, LLC does not provide tax or legal advice. Please consult your tax advisor or attorney regarding your situation.